This podcast will take the infinitely complex world of investing and break it down so anyone can understand it. This is not considered investment advice please contact a professional for investing advice
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SIE exam overview part 1 Podcast episode
major securities regulations (Securities Acts of 1933, 1934, etc.) and their key provisions
- Detailed explanations were provided on different types of securities including stocks, bonds, options, and their characteristics
- Math concepts related to securities pricing, yields, and options were demonstrated
- Practice questions were reviewed to show how concepts may be tested on the SIE exam
Topics
Securities Regulations
- Securities Act of 1933 covers primary market and new securities issuance
- Securities Act of 1934 created the SEC and regulates the secondary market<...
Episode 121 • 29 August 2024 • 3h, 10s
Join us for rebroadcast an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Series 63, Series 65, or Series 66 exams, this is your golden opportunity to get expert advice, study tips, and answers to all your burning questions. Our panel of seasoned finance professionals and educators are here to guide you through the complexities of FINRA and NASAA licensing exams, helping you to not only understand the material but to master it.
What We'll Cover:
Series 7 Exam Prep: Strategies for success in General Securities Representative Examination.
Series 63 Exam In...
Episode 120 • 18 August 2024 • 1h, 41s
Join us for a comprehensive 20-minute deep dive into the diverse world of mutual funds, tailored specifically for Series 7 and Series 6 exam takers, as well as finance enthusiasts. In this episode, we break down the various types of mutual funds, including equity funds, bond funds, money market funds, and hybrid funds. Learn about their unique characteristics, benefits, and risks to enhance your financial knowledge and ace your exams. Perfect for anyone preparing for their Series 7 or Series 6 exams, or those keen on mastering the basics of mutual fund investing. Tune in to stay ahead in your financial journey!
Episode 119 • 29 July 2024 • 23m and 29s
Get ready to ace your Series 7 exam with our concise, 5-minute podcast on the cost basis of options. This high-level overview is perfect for Series 7 exam takers looking to grasp the essentials quickly and efficiently. In this video, we'll cover: What is the cost basis of options? How to calculate the cost basis for options. Key terms and concepts you need to know for the Series 7 exam. Whether you're a first-time test taker or revisiting the material, our clear and straightforward explanation will help you understand and remember this crucial topic. Keywords: Series 7 exam, cost basis of options, options c...
Episode 118 • 19 July 2024 • 4m and 14s
Join us LIVE for an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Series 63, Series 65, or Series 66 exams, this is your golden opportunity to get expert advice, study tips, and answers to all your burning questions. Our panel of seasoned finance professionals and educators are here to guide you through the complexities of FINRA and NASAA licensing exams, helping you to not only understand the material but to master it. What We'll Cover: Series 7 Exam Prep: Strategies for success in General Securities Representative Examination. Series 63 Exam Insights: Tips for navigating the Uniform...
Episode 117 • 17 July 2024 • 1h, 10m and 16s
Are you preparing for the Series 7 exam or interested in becoming an accredited investor? This video breaks down everything you need to know about accredited investors, including the qualifications, benefits, and why it's crucial for your investment journey. Perfect for Series 7 exam takers and anyone looking to expand their financial knowledge.
Keywords: Accredited Investor, Series 7 Exam, Investment Qualifications, Financial Education, SEC Guidelines, Investment Opportunities, Wealth Management, Accredited Investor Benefits, Series 7 Prep
Topics Covered:
Definition of an accredited investor Income and net worth requirements Benefits of being an accredited investor Investment opportunities exclusive to accredited...Episode 116 • 30 June 2024 • 7m and 20s
Join us LIVE for an exclusive Q&A session dedicated to all aspiring finance professionals. Whether you're tackling the Series 7, Series 63, Series 65, or Series 66 exams, this is your golden opportunity to get expert advice, study tips, and answers to all your burning questions. Our panel of seasoned finance professionals and educators are here to guide you through the complexities of FINRA and NASAA licensing exams, helping you to not only understand the material but to master it. What We'll Cover: Series 7 Exam Prep: Strategies for success in General Securities Representative Examination. Series 63 Exam Insights: Tips for navigating the Uniform...
Episode 115 • 27 June 2024 • 1h, 11m and 11s
Episode 114 • 19 June 2024 • 1h, 8m and 35s
Episode 113 • 17 June 2024 • 1h, 32m and 27s
Episode 112 • 15 June 2024 • 1h, 5m and
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